From: Robert J. Bradbury (bradbury@aeiveos.com)
Date: Fri Sep 13 2002 - 15:32:08 MDT
This is a little piece of trivia (somewhat related to the
current stock market thread). What I found most interesting
was the fact that (a) I did get a response; and (b) it took
them 6+ weeks...
R.
> ---------- Forwarded message ----------
> Date: Fri, 13 Sep 2002 16:57:15 -0400
> From: WebTech <WebTech@SEC.GOV>
> To: 'Robert J. Bradbury' <bradbury@aeiveos.com>
> Subject: RE: Cannot access certain forms
>
> Forms 3, 4, 5, and 144 are some of the form types which can be used to
> report insider trading. Individuals required to submit these forms may file
> these documents in electronic format or continue to file in paper, since
> electronic filing of these form types is not mandatory. Only those filings
> that are filed with the EDGAR system will be available through the SEC's
> Website. Non-electronic filings will not be available here. So, the
> information available on the SEC's Website will be actually less than the
> entire universe of filings made with the Commission. Filings submitted to
> the SEC on paper are available through the SEC's Public Reference Rooms.
> They can be reached at (202)942-8090.
>
> Internet Support Staff
>
>
> -----Original Message-----
> From: Robert J. Bradbury [mailto:bradbury@aeiveos.com]
> Sent: Tuesday, July 23, 2002 8:35 PM
> To: webtech@sec.gov
> Subject: Cannot access certain forms
>
>
>
> Hello,
>
> I've tried for several hours today to use your online database
> to access Forms 144 and 4 without success. This information is
> available at "http://www.nasdaq.com" in a nice summary format
> but only for the most recent year.
>
> How does one go about getting the Forms 144 and 4 information?
>
> Thank you,
> Robert Bradbury
> (bradbury@aeiveos.com)
This archive was generated by hypermail 2.1.5 : Sat Nov 02 2002 - 09:17:01 MST